In this practical webinar, you will learn how stakeholder and regulator expectations for directors have been changing over time. You will also learn about various responsibilities of directors and their exposure to compliance and ethics issues. Among other things, you will learn how organizations can support compliance effectiveness for everyone in the enterprise – including directors.

Upon course completion, you will be able to:

  • Describe the development of guidance around the board of directors’ role in compliance from the Caremark case to the April 2019 USDOJ memo
  • Nail down exactly what the board should be doing in regard to compliance and how the organization can support the board
  • Identify the training and resources that organizations must provide to directors
  • Address how and when compliance staff should be interacting with the board

Prerequisites: None

Field of Study: Business Management & Organization

Program Level: Intermediate

Credit Type: Group Internet-Based for the Live Program

Faculty Member
Eric Morehead
Morehead Compliance Consulting, LLC

Eric Morehead is the Principal Consultant at Morehead Compliance Consulting. Eric has worked as a litigation attorney and as Assistant General Counsel of the United States Sentencing Commission. Eric served as the chair of the policy team that amended the Organizational Sentencing Guidelines in 2010. Eric hosts a weekly podcast Compliance Beat.

CLE Credits (Law)

Credit Value Type Format
NALA - - Credit not available
NFPA - - Credit not available
AL 1.3 Ethics
On-Demand/Recording
AK 1.25 Ethics
On-Demand/Recording
AR Not Available Ethics
On-Demand/Recording
AZ 1.25 Ethics
On-Demand/Recording
CA 1.25 Ethics
On-Demand/Recording
CO 1.5 Ethics
On-Demand/Recording
CT 1.25 Ethics
On-Demand/Recording
DE 1.3 Ethics
On-Demand/Recording
FL 1.5 Ethics
On-Demand/Recording
GA 1.3 On-Demand/Recording
HI 1.25 Ethics
On-Demand/Recording
IA 1.25 Ethics
On-Demand/Recording
ID 1.25 Ethics
On-Demand/Recording
IL 1.25 Ethics
On-Demand/Recording
IN 1.3 Ethics
On-Demand/Recording
KS Not Available Ethics
On-Demand/Recording
KY 1.25 Ethics
On-Demand/Recording
LA 1.3 Ethics
On-Demand/Recording
ME 1.25 Ethics
On-Demand/Recording
MN 1.25 Ethics
On-Demand/Recording
MO 1.5 Ethics
On-Demand/Recording
MS Not Available Ethics
On-Demand/Recording
MT 1.25 Ethics
On-Demand/Recording
NC 1.25 Ethics
On-Demand/Recording
ND 1.25 Ethics
On-Demand/Recording
NE 1.3 Ethics
On-Demand/Recording
NH 1.25 Ethics
On-Demand/Recording
NJ 1.5 Ethics
On-Demand/Recording
NM 1.2 Ethics
On-Demand/Recording
NV 1 Ethics
On-Demand/Recording
NY 1.5 Law Practice Management (NY)
On-Demand/Recording
OH 1.25 Ethics
On-Demand/Recording
OK 1.5 Ethics
On-Demand/Recording
OR 1.25 Ethics
On-Demand/Recording
PA 1 Ethics
On-Demand/Recording
RI 1.5 Ethics
On-Demand/Recording
SC Not Available Ethics
On-Demand/Recording
TN 1.25 Ethics
On-Demand/Recording
TX 1.25 Ethics
On-Demand/Recording
UT 1 Ethics
On-Demand/Recording
VA Not Available Ethics
On-Demand/Recording
VT 1.25 Ethics
On-Demand/Recording
WA 1.25 Other (WA State)
On-Demand/Recording
WI 1.5 Ethics
On-Demand/Recording
WV 1.5 Ethics
On-Demand/Recording
WY 1.25 Ethics
On-Demand/Recording

In some CLE states, the course will be submitted to the bar after you register. If for any reason the course is not approved, we will fully refund your registration fee. If a state is listed on this course, then we are confident the course fits that state's standards and already is or will be approved for credit.

Accounting Credits

Credit Value Field of Study Format
CPE 1.5 Business Management & Organization On-Demand/Recording

Clear Law Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org. For more information regarding administrative policies such as complaint and refund, please see the tab above on our Money-Back Guarantee or contact us at 703-372-0550. 

CPE Credit - Maximum Credit Hours: Please see above. You must attend at least 50 minutes to obtain credit. Fields of Study: Please see above. Teaching Method: Lecture. Upon completion of this course, you will receive a certificate of attendance. Final approval of a course for CPE credit belongs with each state’s regulatory board.

Clear Law Institute has registered with the Texas State Board of Public Accountancy as a CPE Sponsor. This registration does not constitute an endorsement by the Board as to the quality of our CPE Program.

Compliance Credits

Credit Value Type Format
CCB Not Available On-Demand/Recording

For Compliance courses, we have listed the credit we believe this course is eligible for. After completing the course, you will receive instructions for submitting the course to the Compliance Certification Board (CCB). This education activity has not been submitted to the Compliance Certification Board (CCB)®for review or approval of its educational content. Please [email protected] directly regarding the applications and documentation necessary to submit applicable compliance related education to CCB for their review.

100% of attendees recommend this webinar

5 out of 5 stars
from 3 customer reviews

Comment

5 out of 5

Andrew B.

Comment

5 out of 5

Clear concise information presented in an understandable manner.

Michael N.

Comment

4 out of 5

Conor D.

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